In-Demand Regulatory implementation & reporting manager Jobs in Parramatta, Nsw

Compliance Manager (Mat Leave Cover)
moomoo —Sydney NSW
- Full-time
- Finance
- Bachelor's degree
- Financial services
Quick Apply
Associate Director Project Development & Feasibility
Create NSW —Sydney NSW
- $149,739 - $173,174 a year
- Full-time
- Business
2d
Fund Administrator
Link Group —Parramatta NSW
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
Brand Activation Manager
Pierre Fabre —North Sydney NSW
- Sales
1d
Senior Project Manager
Standards Australia —Sydney NSW
- Full-time
- PMP
- Analysis skills
- Agile
Quick Apply
Restrictive Practices Coordinator
SydWest Multicultural Services —Rooty Hill NSW
- $80,000 - $88,000 a year
- Full-time
- Administrative experience
- Communication skills
- Time management
- Parental leave
14d
Senior Manager – Investment Governance & Risk
Mercer —Sydney NSW
- Full-time
- Hybrid work
- Research
- Financial services
- In-person
9d
Manager – Transaction Monitoring, Financial Crime Risk
AMP Limited —Sydney NSW
- Full-time
- Finance
- Financial services
- Business
16h
Senior Manager Data & AI Governance
AFCA —Sydney NSW
- Full-time
- Hybrid work
- Financial services
- AI
Quick Apply
AML Analyst, NSW
Stockland —Sydney NSW
Manager - Quality and Risk
Kelly+Partners —North Sydney NSW
- Full-time
- Writing skills
- Communication skills
- Employee assistance program
Quick Apply
Clinical Development Analyst - Computer Assisted Coding
Solventum —North Ryde NSW
- Full-time
- Anatomy knowledge
- Computer skills
- AI
Product Owner
ELMO Software Pty Ltd —Sydney NSW
- Full-time
- Hybrid work
- Administrative experience
- AI
- Parental leave
- Employee assistance program
Quick Apply
Senior Manager - Advisory & Strategy, Financial Crime Risk
AMP Limited —Sydney NSW
- Full-time
- Management
- Finance
- Financial services
9d
Manager – Bank Advisory, Financial Crime Risk
AMP Limited —Sydney NSW
- Full-time
- Finance
- Business
16h
Office Manager
DeRUCCI —Silverwater NSW
- From $85,000 a year
- Full-time
- Bilingual
- Microsoft Word
- Microsoft Excel
- Annual leave
Quick Apply
9d
Manager – AML/CTF, Financial Crime Risk
AMP Limited —Sydney NSW
- Full-time
- Management
- Finance
- Financial services
16h
Senior Manager, Risk - Mercer Super
Mercer —Sydney NSW
- Full-time
- Hybrid work
- Financial services
- Communication skills
Senior Manager
Duxxel Pty Ltd —Sydney NSW
- From $120,000 a year
- Full-time
- Hybrid work
- Management
- Computer Science
- PMP
Quick Apply
5d
Senior ERP Project Manager
Link Group —Sydney NSW
- Contract
- Hybrid work
- Microsoft Excel
- PMP
- ERP systems
- Parental leave
- Employee assistance program

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regulatory implementation & reporting manager jobs near parramatta, nsw

Compliance Manager (Mat Leave Cover)

moomoo -
Sydney NSW

Quick Apply

Job Details

Full-time

Qualifications

Law
Finance
Bachelor's degree
Financial services

Full Job Description

Support the compliance program to ensure adherence to relevant regulatory registrations, licensing obligations, and compliance requirements within the financial services industry
Provide compliance guidance on regulatory obligations, AML/CTF requirements, sanctions obligations, and broader compliance matters across day-to-day business activities
Conduct compliance monitoring activities across business operations, including representatives conduct monitoring, onboarding oversight, and regulatory compliance reviews
Participate in compliance investigations, regulatory reporting matters, and financial crime related escalations where required
Support onboarding, due diligence, OCDD / ECDD reviews, and ongoing compliance oversight activities in line with internal policies and regulatory expectations
Assist in fraud, scam, compliance incident, and regulatory breach investigations, ensuring appropriate escalation, tracking, and reporting
Support the investigation and resolution of customer complaints, compliance incidents, and potential breaches, including IDR and EDR matters where applicable
Contribute to the development and delivery of compliance training, awareness initiatives, and governance-related activities
Draft, review, and update compliance policies, procedures, marketing materials, and internal guidelines to ensure alignment with regulatory requirements and business practices
Support the ongoing enhancement of the compliance framework, including governance reporting, policy reviews, and monitoring activities
Conduct compliance monitoring and assist in identifying regulatory and operational risks, including implementation of appropriate controls where required
Monitor and interpret regulatory developments and assess their impact on the business and broader compliance framework

Requirements

Bachelor’s degree in Finance, Law, or a related discipline
Minimum 2+ years’ experience in compliance, preferably within banking, financial services, or fintech
Strong knowledge of regulatory frameworks, particularly ASIC and AUSTRAC requirements
Solid understanding of the role of compliance within a financial services organisation
Experience in one or more of the following areas:
- Regulatory compliance and licensing (ASIC)
- AML/CTF / Financial Crime Compliance (FCC)
- Marketing and financial promotions compliance
- Financial advice compliance
- Complaints handling (IDR/EDR)
- Stockbroking or securities industry

Quick Apply

Refine Your Search

regulatory implementation & reporting manager jobs in parramatta, nsw

Compliance Manager (Mat Leave Cover)

Associate Director Project Development & Feasibility

Fund Administrator

Brand Activation Manager

Senior Project Manager

Restrictive Practices Coordinator

Senior Manager – Investment Governance & Risk

Manager – Transaction Monitoring, Financial Crime Risk

Senior Manager Data & AI Governance

AML Analyst, NSW

Manager - Quality and Risk

Clinical Development Analyst - Computer Assisted Coding

Product Owner

Senior Manager - Advisory & Strategy, Financial Crime Risk

Manager – Bank Advisory, Financial Crime Risk

Office Manager

Manager – AML/CTF, Financial Crime Risk

Senior Manager, Risk - Mercer Super

Senior Manager

Senior ERP Project Manager

I want to receive the latest job alert for regulatory implementation & reporting manager in parramatta, nsw

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