In-Demand Advice compliance specialist Jobs in Malvern East Vic

Advice Compliance Specialist
First Financial —Melbourne VIC
- Full-time
- Hybrid work
- Microsoft Office
- Finance
- Business
Quick Apply
Applications Support Specialist - iPM
Eastern Health —Box Hill VIC
- Part-time
- Microsoft Excel
- Analysis skills
- Communication skills
- Health insurance
- Employee assistance program
People Services Specialist
TheirCare —Glen Iris VIC
- Up to $90,000 a year
- Full-time
- Administrative experience
- Human resources
- Communication skills
Compliance Specialist
AustralianSuper —Melbourne VIC
- Full-time
- Analysis skills
- Financial services
- AI
4d
Claims Delivery Enablement Specialist Hybrid
Hostplus —Melbourne VIC
- Full-time
- Management
- Administrative experience
- Communication skills
- Wellness program
- Parental leave
14d
Client Service Specialist - Melbourne
moomoo —Melbourne VIC
- Weekend availability
- Management
- Sales
- Customer service
Quick Apply
Learning Specialist Director of Data and Assessment
Victorian Government —Melbourne Eastern Suburbs VIC
- Full-time
- Senior Secondary Certificate of Education
- Leadership
- Communication skills
8d
Senior Specialist - Performance & Reward Partnering
Endeavour Group —Richmond VIC
- Full-time
- Hospitality
- Microsoft Excel
- Analysis skills
12d
Freedom of Information and Information Access Manager
Forensicare Careers —Fairfield VIC
- $144,970 a year
- Full-time
- Management
- Writing skills
- Leadership
8d
Fraud & Scam Specialist
Defence Bank —Melbourne VIC
- Rotating roster
- POS
- Communication skills
Quick Apply
Training Coordinator
Victorian Government —Melbourne Eastern Suburbs VIC
- $83,470 - $83,471 a year
- Full-time
- Hybrid work
- Administrative experience
- Senior Secondary Certificate of Education
- Business Administration
- Free parking
- Employee assistance program
4d
Administrative Officer, LTRC
University of Melbourne —Parkville VIC
- $86,943 - $109,163 a year
- Part-time
- Research
- Administrative experience
- Budgeting
- Health insurance
- Parental leave
7d
EHS & Compliance Advisor/ Officer (Australia)
STACK Infrastructure APAC —Melbourne VIC
- Weekend availability
- HVAC
- Manufacturing
- Communication skills
Quick Apply
AML Specialist
Allens —Melbourne VIC
- Full-time
- Hybrid work
- Supervising experience
- Conflict management
- Leadership
- Health insurance
- Parental leave
7d
Internal Auditor
Abouna Fanous Pty Ltd —Glenroy VIC
- $80,000 - $100,000 a year
- Full-time
- Finance
- Education
- Bachelor's degree
Quick Apply
1d
Training Coordinator
Emergency Services Telecommunications Authority (ESTA) —Burwood East VIC
- Full-time
- Hybrid work
- Administrative experience
- Senior Secondary Certificate of Education
- Business Administration
- Free parking
- Employee assistance program
4d
Integrity Advisor
Victoria University —Footscray VIC
- $101,288 a year
- Full-time
- Microsoft Excel
- Analysis skills
- Case management
6d
Audit and Risk Committee Independent Member
Glen Eira City Council —Caulfield VIC
- $9,890 a year
13d
Histology Technical Officer
Monash University —Clayton VIC
- $86,344 - $99,179 a year
- Full-time
- Hybrid work
- Laboratory
- Laboratory experience
- Research
14d
Protection Support Specialist
Siemens —Melbourne VIC
- Full-time
- Hybrid work
- Customer service
- Microsoft Office
- AI

I want to receive the latest job alert for advice compliance specialist in malvern east vic

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

advice compliance specialist jobs near malvern east vic

Advice Compliance Specialist

First Financial -
Melbourne VIC

Quick Apply

Job Details

Permanent | Full-time

Qualifications

Law
Microsoft Office
Finance
Risk management
Business
Communication skills

Full Job Description

We currently have an exciting opportunity for an Advice Compliance Specialist to support our continued focus of delivering outstanding service and advice to our clients. Based in our Melbourne CBD office, you will be part of our growing compliance and advice quality function within First Financial; one of Australia’s leading wealth advisory firms.

Whether you’re an experienced advice compliance specialist seeking a stable and highly professional environment, or you’re looking to take the next step in a progressive organisation, we want to hear from you.

As a key member of our team, you will partner with the Senior Advice Compliance Manager and leaders across the business, gaining exposure working with both employed and self-employed advisers who implemented to a broad range of clients and advice strategies. This role will utilise your skills and experience in:

Supporting ongoing supervision and monitoring programs across the adviser network
Identifying compliance issues and trends, and supporting remediation actions
Conducting advice file reviews and monitoring activities
Assist advisers to understand and apply regulatory obligations, Code of Ethics requirements and internal policies
Supporting adviser onboarding/offboarding, authorisations and Professional Year requirements
Supporting the triaging and investigation of incidents, complaints and breaches
Identifying and reporting compliance risks and supporting remediation and dispute resolution processes
Assisting with preparing compliance reports for managements and internal stakeholders
Contributing to initiatives that uplift risk culture, advice quality and process efficiency

In turn, we promise you:

A competitive salary with bonus potential
Genuine career progression with coaching, training and ongoing professional development
Opportunities to broaden your expertise across regulatory change, risk management and advice uplift
Flexible working conditions to support work–life balance
Exposure to a wide range of advisers, specialist teams and complex advice scenarios
A supportive, collaborative and engaging environment where you can grow, lead and thrive

At the heart of everything we do is a commitment to our clients and the integrity of our advice. We’re looking for people who take pride in doing things the right way—those driven by excellence, whether you’re seeking long-term stability or ready to take the next step and grow your career in compliance.

To be successful in this role, you will bring:

Minimum 3 years’ experience in advice quality and compliance, adviser supervision, or risk management
Working knowledge of regulatory obligations, including the Corporations Act, AML/CTF, Privacy and the Code of Ethics
Experience conducting advice file reviews or previous experience as an adviser or paraplanner
Experience with compliance monitoring, adviser training and policy development
Familiarity with advice processes, documents and fee consent requirements.
Proficiency in Microsoft Office and XPlan
Excellent written and verbal communication skills, with high attention to detail
A degree in business, finance, law or a related field is highly regarded

Some background

First Financial is one of Melbourne’s largest boutique wealth advisory firms. We are part of a broader group that includes Accordius, Whittle & Skok, YX Ball, Akambo and Pharus Wealth. We provide holistic financial advice to a wide range of clients—from young accumulators to retirees and business owners—helping them achieve what’s most important. As we continue to grow, we are looking for an additional team member who shares our values, and commitment to exceptional client outcomes.

If you are passionate about strengthening advice quality, enhancing compliance culture and supporting advisers to deliver outstanding client results, we would love to hear from you.

Please submit your resume and a brief cover letter to apply.

Company Overview

Please visit our company website for more information

Quick Apply

Refine Your Search

advice compliance specialist jobs in malvern east vic

Advice Compliance Specialist

Applications Support Specialist - iPM

People Services Specialist

Compliance Specialist

Claims Delivery Enablement Specialist Hybrid

Client Service Specialist - Melbourne

Learning Specialist Director of Data and Assessment

Senior Specialist - Performance & Reward Partnering

Freedom of Information and Information Access Manager

Fraud & Scam Specialist

Training Coordinator

Administrative Officer, LTRC

EHS & Compliance Advisor/ Officer (Australia)

AML Specialist

Internal Auditor

Training Coordinator

Integrity Advisor

Audit and Risk Committee Independent Member

Histology Technical Officer

Protection Support Specialist

I want to receive the latest job alert for advice compliance specialist in malvern east vic

Related Searches

Explore jobs in more locations

Company Overview

Job Seeker Tools

Employer Tools

Browse

Stay Connected