In-Demand Governance & reporting analyst Jobs in Parramatta, Nsw

Compliance & Governance Analyst
WEALTH PRIME ADVISORY PTY LTD —Chatswood NSW
- $95,000 a year
- Full-time
- Management
- Finance
- Analysis skills
Quick Apply
14d
Senior Risk and Compliance Analyst
TAL —Sydney NSW
- Full-time
- Hybrid work
- Analysis skills
- Communication skills
Quick Apply
13d
Senior Risk Reporting Analyst
Australian Payments Plus —Sydney NSW
- Temporary
- Hybrid work
- Analysis skills
- Organisational skills
- AI
Quick Apply
Investment Analyst
Transport For NSW —Mascot NSW
- $124,810 - $139,787 a year
- Full-time
- Microsoft Excel
- Data analysis skills
- Business development
- Commuter assistance
13d
Data Analyst
Babcock International —Sydney NSW
- Full-time
- Microsoft Excel
- SQL
- No degree
- Parental leave
7d
Senior Analyst Investment Governance
HUB24 —Sydney NSW
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Parental leave
22h
Risk Analyst - Line 1
Reserve Bank of Australia —Sydney NSW
- Full-time
- Hybrid work
3d
Business Analyst
Department of Customer Service —Sydney NSW
- $116,981 - $129,492 a year
- Full-time
- Hybrid work
- Analysis skills
- Communication skills
6d
Senior Project Officer Data and Systems
Department of Climate Change, Energy, the Environment and Water —Sydney Western Suburbs NSW
- $128,052 - $142,649 a year
- Full-time
- No degree
8d
LEAD BUSINESS ANALYST
Coforge Ltd. —Sydney NSW
- $100,000 - $120,000 a year
- Management
- Computer Science
- Analysis skills
Senior Business Analyst
Royal Rehab —Milsons Point NSW
- Full-time
- Microsoft Office
- Analysis skills
- No degree
- Health insurance
- Employee assistance program
4h
Business Intelligence & Reporting Consultant
I-MED Radiology Network —Sydney NSW
- Full-time
- Hybrid work
- Administrative experience
- SQL
- Scripting
- Employee discount
Senior Rewards Specialist
Capgemini —Sydney NSW
- Microsoft Excel
- Analysis skills
- Communication skills
7d
Associate Director, Transformation Delivery
Optus —Sydney NSW
- Management
- Leadership
- Communication skills
- Parental leave
5d
Technical Business Analyst
ASC Employment Services Pty Ltd —Sydney NSW
- Contract
- Writing skills
- SQL
- Agile
- Employee assistance program
Quick Apply
18h
HubSpot CRM Senior Analyst
MYOB —Sydney NSW
- Contract
- Hybrid work
- Sales
- Data analysis skills
- Analysis skills
- Parental leave
Deputy Delegated Authority Manager (MGA)
Munich Re —Sydney NSW
- Full-time
- Microsoft Excel
- Management
- SQL
Security Analyst
Commonwealth Bank —Sydney NSW
- Full-time
- Management
- Analysis skills
- AI
Data Engineer
Campbell Property Group —Norwest NSW
- Full-time
- Azure
- Engineering
- SQL
- Health insurance
- Employee assistance program
Quick Apply
HubSpot CRM Senior Analyst
Axsys —Sydney NSW
- Contract
- Sales
- Data analysis skills
- Analysis skills
- Parental leave

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governance & reporting analyst jobs near parramatta, nsw

Compliance & Governance Analyst

WEALTH PRIME ADVISORY PTY LTD
Chatswood NSW

Quick Apply

Job Details

Full-time
$95,000 a year
14 days ago

Qualifications

Management
Law
Anti-money laundering
Finance
Analysis skills
Bachelor's degree
Financial services
Business
Communication skills

Full Job Description

Compliance & Governance Analyst

Full-time

Chatswood, NSW

$95,000 + superannuation

About the Business

Wealth Prime Advisory Pty Ltd is a professional financial advisory firm that has been operating in Australia for over 12 years. We provide tailored financial advice across investment and wealth creation, superannuation and retirement planning, personal insurance and risk protection. We also assist clients with mortgage and credit solutions through our lending services.
With a client-first approach, we work with individuals, families and businesses through different stages of their financial journey under the regulatory framework of our AFSL Licensee. We value integrity, sound professional judgement, collaboration and regulatory excellence, and are committed to building long-term relationships that help clients make informed and confident financial decisions.

About the Role

We are seeking an experienced compliance and governance analyst to ensure our organisation meets its legal, regulatory, and ethical obligations. Working closely with management, advisers and support staff, the role supports the implementation of the Licensee's compliance framework by analysing regulatory and operational information, maintaining compliance records, reviewing internal controls, and supporting timely reporting, remediation and continuous improvement.

Key Responsibilities

Your role will include (but is not limited to) the following tasks:

Monitor regulatory developments affecting the financial advice sector and assess their impact on the organisation's operations and the application of the Licensee's compliance framework.
Collect and analyse regulatory, operational and compliance information, and prepare clear management reports on compliance matters, operational risks, control findings and governance issues.
Review, implement and maintain compliance policies and procedures issued by the Licensee, ensuring the organisation's practices remain aligned with regulatory obligations and industry best practice. Maintain compliance registers, governance records and supporting documentation for monitoring, reporting and assurance purposes.
Conduct periodic reviews of advice files, internal processes and records to assess compliance, identify gaps and track corrective actions.
Provide practical guidance to advisers and support staff on the Licensee's compliance requirements, respond to day-to-day compliance queries, and escalate complex or material matters where appropriate.
Investigate incidents, potential breaches and complaints; analyse root causes and trends, prepare findings and recommendations, and support remediation activities and regulatory reporting where required.
Review internal workflows, controls and documentation practices, and support the ongoing improvement of governance, compliance and internal control frameworks.
Coordinate periodic compliance reviews, audits and regulatory projects by compiling evidence, monitoring action items and liaising with relevant stakeholders.
Assist with regulatory returns, notifications, submissions and responses, ensuring deadlines and record-keeping requirements are met.
Prepare and deliver compliance training and regulatory update communications, and support obligations relating to AML/CTF, client identification, privacy, cyber security, record-keeping and third-party service providers.

Skills & Experience

To be considered for this role, you will ideally have:

A bachelor's degree in law, finance, commerce, business or a related discipline.
At least three years' relevant experience in compliance, governance, risk or regulatory operations within the Australian financial services industry.
Practical knowledge of the Australian financial advice regulatory environment, including ASIC requirements, privacy obligations and AML/CTF requirements.
Experience maintaining compliance registers, governance records, policies, procedures and documentation supporting internal control frameworks.
Experience conducting compliance reviews, investigating incidents, complaints or potential breaches, and supporting regulatory reporting and remediation activities.
Strong analytical and problem-solving skills, with the ability to interpret regulatory requirements and assess their operational impact.
Excellent attention to detail, information-management skills and the ability to manage multiple priorities and deadlines.
Strong written and verbal communication skills, including the ability to prepare clear management reports and communicate effectively with advisers, management and external stakeholders.
The ability to work independently while contributing positively to a close-knit, client-focused team.

What We Offer

A competitive salary and super.
A hands-on role with broad exposure to compliance, governance and practice operations.
The opportunity to work directly with experienced advisers and management.
Professional development in a highly regulated and evolving financial services environment.
A collaborative, client-focused team based in Chatswood.

To Apply

If this role sounds like the right fit and you meet the essential requirements, please apply by emailing [email protected] with a cover letter and resume attached.

Pay: $95,000.00 per year

Work Location: In person

Quick Apply

Refine Your Search

governance & reporting analyst jobs in parramatta, nsw

Compliance & Governance Analyst

Senior Risk and Compliance Analyst

Senior Risk Reporting Analyst

Investment Analyst

Data Analyst

Senior Analyst Investment Governance

Risk Analyst - Line 1

Business Analyst

Senior Project Officer Data and Systems

LEAD BUSINESS ANALYST

Senior Business Analyst

Business Intelligence & Reporting Consultant

Senior Rewards Specialist

Associate Director, Transformation Delivery

Technical Business Analyst

HubSpot CRM Senior Analyst

Deputy Delegated Authority Manager (MGA)

Security Analyst

Data Engineer

HubSpot CRM Senior Analyst

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