In-Demand Sr regulatory & compliance specialist Jobs in Melbourne, Vic

Advice Compliance Specialist
First Financial —Melbourne VIC
- Full-time
- Hybrid work
- Microsoft Office
- Finance
- Business
Quick Apply
Mobility Specialist - APAC
Remote —Melbourne VIC
- $29,450 - $74,500 a year
- Remote
- AI
- Communication skills
- Relocation assistance
- Annual leave
Senior Specialist- Risk & Compliance
The Salvation Army —Blackburn VIC
- Full-time
- Analysis skills
- Leadership
- Parental leave
- Employee assistance program
4d
Specialist- Risk & Compliance
The Salvation Army —Blackburn VIC
- Full-time
- Analysis skills
- Parental leave
- Employee assistance program
4d
Manager - Client and Engagement Acceptance Risk
BDO —Melbourne VIC
- Full-time
- Finance
- Business
- Communication skills
- Health insurance
- On-the-job training
Head of Transformation Enablement (Consumer)
Superloop —Melbourne VIC
- Hybrid work
- Customer service
- No degree
- AI
4d
Regulatory Compliance Manager
Amber Electric —Melbourne VIC
- $150,000 - $170,000 a year
- Full-time
- Hybrid work
- AI
- Leadership
- Communication skills
- Annual leave
- Work from home
Quick Apply
Senior Compliance Specialist
AustralianSuper —Melbourne VIC
- Full-time
- Management
- Financial services
- AI
4d
Senior Specialist, On-the-Floor, Quality Assurance
Moderna, Inc. —Melbourne VIC
- Full-time
- Management
- Bachelor's degree
- Organisational skills
- Annual leave
Senior Country Approval Specialist
Thermo Fisher Scientific —Melbourne VIC
- Full-time
- Remote
- Education
- Bachelor's degree
- Medical terminology
- Parental leave
- Employee assistance program
Payroll Governance and Compliance Manager
Australia Post —Richmond VIC
- Full-time
- Hybrid work
- Analysis skills
- Communication skills
- Work from home
2d
Internal Auditor
Abouna Fanous Pty Ltd —Glenroy VIC
- $80,000 - $100,000 a year
- Full-time
- Finance
- Education
- Bachelor's degree
Quick Apply
6d
National EHS Specialist
BASF —Melbourne VIC
- Full-time
- Analysis skills
- Leadership
- Annual leave
- Parental leave
AML Reforms & Uplift Specialist | 12-month Max Term Contract
Health Employees Superannuation Trust Australia —Melbourne VIC
- Contract
- Financial services
- Parental leave
- Employee assistance program
EHS Specialist
PPG —Tullamarine VIC
- Full-time
- Management
- Manufacturing
- Communication skills
Quick Apply
Audit and Risk Committee Independent Member
Glen Eira City Council —Caulfield VIC
- $9,890 a year
Student Technology & Transformation - Exciting Opportunities!
Deloitte —Melbourne VIC
- Bachelor's degree
- Team management
- Leadership
- Parental leave
Senior Manager Specialised Credit (Emerging Corporate)
ANZ Banking Group —Melbourne VIC
- Full-time
- CAD
- Analysis skills
- Leadership
Regional Manager
Kanda —Melbourne VIC
- Full-time
Quick Apply
Research Governance Officer
Monash Health —Clayton VIC
- Full-time
- Management
- Research
- Administrative experience
13d

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Advice Compliance Specialist

First Financial -
Melbourne VIC

Quick Apply

Job Details

Permanent | Full-time

Qualifications

Law
Microsoft Office
Finance
Risk management
Business
Communication skills

Full Job Description

We currently have an exciting opportunity for an Advice Compliance Specialist to support our continued focus of delivering outstanding service and advice to our clients. Based in our Melbourne CBD office, you will be part of our growing compliance and advice quality function within First Financial; one of Australia’s leading wealth advisory firms.

Whether you’re an experienced advice compliance specialist seeking a stable and highly professional environment, or you’re looking to take the next step in a progressive organisation, we want to hear from you.

As a key member of our team, you will partner with the Senior Advice Compliance Manager and leaders across the business, gaining exposure working with both employed and self-employed advisers who implemented to a broad range of clients and advice strategies. This role will utilise your skills and experience in:

Supporting ongoing supervision and monitoring programs across the adviser network
Identifying compliance issues and trends, and supporting remediation actions
Conducting advice file reviews and monitoring activities
Assist advisers to understand and apply regulatory obligations, Code of Ethics requirements and internal policies
Supporting adviser onboarding/offboarding, authorisations and Professional Year requirements
Supporting the triaging and investigation of incidents, complaints and breaches
Identifying and reporting compliance risks and supporting remediation and dispute resolution processes
Assisting with preparing compliance reports for managements and internal stakeholders
Contributing to initiatives that uplift risk culture, advice quality and process efficiency

In turn, we promise you:

A competitive salary with bonus potential
Genuine career progression with coaching, training and ongoing professional development
Opportunities to broaden your expertise across regulatory change, risk management and advice uplift
Flexible working conditions to support work–life balance
Exposure to a wide range of advisers, specialist teams and complex advice scenarios
A supportive, collaborative and engaging environment where you can grow, lead and thrive

At the heart of everything we do is a commitment to our clients and the integrity of our advice. We’re looking for people who take pride in doing things the right way—those driven by excellence, whether you’re seeking long-term stability or ready to take the next step and grow your career in compliance.

To be successful in this role, you will bring:

Minimum 3 years’ experience in advice quality and compliance, adviser supervision, or risk management
Working knowledge of regulatory obligations, including the Corporations Act, AML/CTF, Privacy and the Code of Ethics
Experience conducting advice file reviews or previous experience as an adviser or paraplanner
Experience with compliance monitoring, adviser training and policy development
Familiarity with advice processes, documents and fee consent requirements.
Proficiency in Microsoft Office and XPlan
Excellent written and verbal communication skills, with high attention to detail
A degree in business, finance, law or a related field is highly regarded

Some background

First Financial is one of Melbourne’s largest boutique wealth advisory firms. We are part of a broader group that includes Accordius, Whittle & Skok, YX Ball, Akambo and Pharus Wealth. We provide holistic financial advice to a wide range of clients—from young accumulators to retirees and business owners—helping them achieve what’s most important. As we continue to grow, we are looking for an additional team member who shares our values, and commitment to exceptional client outcomes.

If you are passionate about strengthening advice quality, enhancing compliance culture and supporting advisers to deliver outstanding client results, we would love to hear from you.

Please submit your resume and a brief cover letter to apply.

Company Overview

Please visit our company website for more information

Quick Apply

Refine Your Search

sr regulatory & compliance specialist jobs in melbourne, vic

Advice Compliance Specialist

Mobility Specialist - APAC

Senior Specialist- Risk & Compliance

Specialist- Risk & Compliance

Manager - Client and Engagement Acceptance Risk

Head of Transformation Enablement (Consumer)

Regulatory Compliance Manager

Senior Compliance Specialist

Senior Specialist, On-the-Floor, Quality Assurance

Senior Country Approval Specialist

Payroll Governance and Compliance Manager

Internal Auditor

National EHS Specialist

AML Reforms & Uplift Specialist | 12-month Max Term Contract

EHS Specialist

Audit and Risk Committee Independent Member

Student Technology & Transformation - Exciting Opportunities!

Senior Manager Specialised Credit (Emerging Corporate)

Regional Manager

Research Governance Officer

I want to receive the latest job alert for sr regulatory & compliance specialist in melbourne, vic

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