In-Demand Legal & compliance australia compliance, vice president Jobs in Parramatta, Nsw

Legal & Compliance - Australia Compliance, Vice President
Blackstone Group —Sydney NSW
- Full-time
- Communication skills
Vice President, Senior Security Detection & Response Manager, Global Information Security, Sydney
Bank of America —Sydney NSW
- Full-time
- Analysis skills
- No degree
- Leadership
7d
Private Wealth - Global Product Strategy, Vice President/ Principal
Blackstone Group —Sydney NSW
- Full-time
- Microsoft Powerpoint
- Microsoft Excel
- Management
Asset Management - Natural Capital Investment Specialist - Vice President
JPMorganChase —Sydney NSW
- Full-time
- Microsoft Powerpoint
- Microsoft Excel
- Management
VP, Head of Technology and Information Security, DBS Australia (Sydney)
DBS Bank —Sydney NSW
- Full-time
- Management
- Computer Science
- Master's degree
Senior Legal Counsel
COLAS AUSTRALIA —Winston Hills NSW
- Bachelor's degree
- Construction experience
- Negotiation
- Parental leave
- Gym membership
Group Legal, Audit, Compliance and Risk Manager
Hitachi Construction Machinery —Parramatta NSW
- Full-time
- Management
- Analysis skills
- Leadership
- Employee assistance program
14d
Global Head of Legal
Koala —Sydney NSW
- Hybrid work
- AI
- Leadership
- Annual leave
- Parental leave
Fund Services.Real Assets Vice President
Citco —Sydney NSW
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Manager - Risk Advisory
Clayton Utz —Sydney NSW
- Full-time
- Presentation skills
- Financial services
- AI
- Parental leave
State Street Investment Management - Head of APAC Shareholder Services (SHS), Vice President I
State Street —Sydney NSW
- Full-time
- Management
- Bachelor's degree
- No degree
Vice President, Business Continuity Management
MUFG —Sydney NSW
- Full-time
- Microsoft Excel
- Management
- Analysis skills
14d
Vice President, KYC (12 month Fixed Term Contract)
MUFG —Sydney NSW
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
9d
Global Advisory & Markets, Corporate Advisory, Equity Capital Markets, Vice President, Sydney
Goldman Sachs —Sydney NSW
- Full-time
- Analysis skills
- Bachelor's degree
- Travel reimbursement
- Health insurance
Market Risk Senior Officer – Senior Vice President - Australia
Citi —Sydney NSW
- Full-time
- Management
- Data analysis skills
- Analysis skills
8d
Vice President, Cyber Threat Intelligence Analyst, Global Information Security, Sydney, Australia
Bank of America —Sydney NSW
- Weekend availability
- Education
- Bachelor's degree
- Communication skills
11h
Associate Legal Counsel
The Missing Link —Sydney NSW
- Full-time
- Hybrid work
- Organisational skills
- AI
- Communication skills
Quick Apply
22h
Manager, APAC Recruiting
Anthropic —Sydney NSW
- Hybrid work
- Education
- Bachelor's degree
- Recruiting
- Parental leave
1d
Operations Manager - NDIS Service Provider
Good Directions —Hornsby NSW
- From $175,000 a year
- Full-time
- Hybrid work
- Management
- Sales
- Business development
- Travel reimbursement
- Work from home
Quick Apply
Assistant Vice President • APAC Credit Ratings
Morningstar —Sydney NSW
- Full-time
- Hybrid work
- Microsoft Excel
- Engineering
- Microsoft Office

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legal & compliance australia compliance, vice president jobs near parramatta, nsw

Legal & Compliance - Australia Compliance, Vice President

Blackstone Group -
Sydney NSW

Apply Now

Job Details

Full-time

Qualifications

Communication skills

Full Job Description

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com. Follow @blackstone on LinkedIn, X, and Instagram.

The candidate will join Blackstone’s Legal and Compliance department in Sydney and report to the Compliance manager responsible for overseeing South Asia Compliance. Blackstone has offices across Asia Pacific including: Hong Kong, Mumbai, Singapore, Tokyo, Sydney, Shanghai, Seoul and Beijing. The candidate will serve as the Chief Compliance officer (CCO) for Australia, providing compliance oversight and support with a focus on Australian regulatory matters. The candidate will also provide compliance support to Private Wealth business and other business activities throughout the region. The primary responsibilities will be:

Monitoring and advising on the regulatory requirements for fundraising activities in Australia and advising on compliance and regulatory issues as they arise in the context of Blackstone’s investment, portfolio management activities, fundraising activities and Private Wealth distribution
Advising on regulatory obligations and assisting with regulatory filings of Blackstone’s two Australian AFSL licensed entities and Blackstone’s Australian lending vehicles, including ASIC and APRA filings, AML and AUSTRAC reporting and FSCODA reporting
Coordinating with local regulatory officials as required
Keeping abreast of regulatory changes in Australia and advising on impact on the business
Ensuring adherence to Blackstone’s corporate governance and compliance policies
Developing and implementing compliance programs, policies, procedures and controls
Managing and coordinating compliance training
Conducting testing of compliance programs and procedures
Providing compliance support across the region as required
Liaising with Blackstone’s global offices; some travel required

Qualifications:
The ideal candidate would possess:

10+ years of legal and regulatory experience, gained in a legal, compliance, or internal audit role at an investment bank, asset manager or other financial institution.
Knowledge of the ASIC, APRA and AUSTRAC regulatory structure and key regulations
Excellent written and spoken English language skills required

Blackstone seeks to hire individuals who are highly motivated, intelligent, and have demonstrated excellence in prior endeavors. In addition to the qualifications outlined above, the successful candidate should have strong communication skills, a demonstrated ability to write effectively, and a desire to work in a team environment, often under pressure.

The duties and responsibilities described here are not exhaustive and additional assignments, duties, or responsibilities may be required of this position. Assignments, duties, and responsibilities may be changed at any time, with or without notice, by Blackstone in its sole discretion.

Blackstone is committed to providing equal employment opportunities to all employees and applicants for employment without regard to race, color, creed, religion, sex, pregnancy, national origin, ancestry, citizenship status, age, marital or partnership status, sexual orientation, gender identity or expression, disability, genetic predisposition, veteran or military status, status as a victim of domestic violence, a sex offense or stalking, or any other class or status in accordance with applicable federal, state and local laws. This policy applies to all terms and conditions of employment, including but not limited to hiring, placement, promotion, termination, transfer, leave of absence, compensation, and training. All Blackstone employees, including but not limited to recruiting personnel and hiring managers, are required to abide by this policy.

If you need a reasonable accommodation to complete your application, please contact Human Resources at 212-583-5000 (US), +44 (0)20 7451 4000 (EMEA) or +852 3656 8600 (APAC).

Depending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following:

Attending client meetings where you are discussing Blackstone products and/or and client questions;
Marketing Blackstone funds to new or existing clients;
Supervising or training securities licensed employees;
Structuring or creating Blackstone funds/products; and
Advising on marketing plans prepared by a sales team or developing and/or contributing information for marketing materials.

Note: The above list is not the exhaustive list of activities requiring securities licenses and there may be roles that require review on a case-by-case basis. Please speak with your Blackstone Recruiting contact with any questions.

To submit your application please complete the form below. Fields marked with a red asterisk * must be completed to be considered for employment (although some can be answered "prefer not to say"). Failure to provide this information may compromise the follow-up of your application. When you have finished click Submit at the bottom of this form.

Apply Now

Refine Your Search

legal & compliance australia compliance, vice president jobs in parramatta, nsw

Legal & Compliance - Australia Compliance, Vice President

Vice President, Senior Security Detection & Response Manager, Global Information Security, Sydney

Private Wealth - Global Product Strategy, Vice President/ Principal

Asset Management - Natural Capital Investment Specialist - Vice President

VP, Head of Technology and Information Security, DBS Australia (Sydney)

Senior Legal Counsel

Group Legal, Audit, Compliance and Risk Manager

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Manager - Risk Advisory

State Street Investment Management - Head of APAC Shareholder Services (SHS), Vice President I

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Vice President, KYC (12 month Fixed Term Contract)

Global Advisory & Markets, Corporate Advisory, Equity Capital Markets, Vice President, Sydney

Market Risk Senior Officer – Senior Vice President - Australia

Vice President, Cyber Threat Intelligence Analyst, Global Information Security, Sydney, Australia

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Manager, APAC Recruiting

Operations Manager - NDIS Service Provider

Assistant Vice President • APAC Credit Ratings

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