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Compliance Analyst – Macquarie Capital

Macquarie Group Limited -
Sydney NSW

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Job Details

Permanent | Full-time

Benefits

Matched giving program
Annual leave
Work from home
Parental leave
Employee assistance program
Paid volunteer leave
Salary packaging

Full Job Description

Our team works closely with deal teams, Legal, the Control Room and other Risk functions to manage conflicts of interest, inside information and conduct risk across the full transaction lifecycle. This includes supporting conflicts assessments, information barrier arrangements, personal compliance obligations and conduct related matters, while also delivering training and guidance to Macquarie Capital staff. The focus is on providing clear, pragmatic advice that enables the business to operate efficiently within a highly regulated environment.

We are a global financial services group operating in 30 markets with 57 years of unbroken profitability. At Macquarie, you’re empowered to shape a career that is fulfilling and creates value. You will bring your insights and expertise to the task at hand and feel supported as you make your own kind of impact for a better future.

What role will you play?

We are seeking a Compliance Analyst to join Macquarie Capital Compliance within our Risk Management Group. This is a business aligned compliance role, providing day to day support to Macquarie Capital deal teams and exposure to live transactions across advisory and capital markets activities.

In this role, you will work closely with experienced Compliance managers to support transaction execution by assisting with conflicts of interest assessments, information barrier processes and confidentiality considerations. You will help review and manage wall crossings, insider lists and information sharing requests, and support engagement with the Control Room and Legal on information sensitive matters.

You will also play a key role in supporting Macquarie Capital staff with their personal compliance obligations, including personal trading, outside business activities, gifts and entertainment and continuing professional development. From time to time, you will assist with the assessment and escalation of potential conduct issues or incidents, gaining exposure to how conduct risk is managed in practice. The role offers meaningful interaction with front office stakeholders, opportunities to contribute to compliance training and inductions, and a strong foundation for developing judgement in a transactional compliance environment. As your experience grows, you will progressively take on greater responsibility and autonomy in advising the business.

What you offer

1–4 years’ experience in Compliance, Risk, Legal or a related role within Financial Services, or a strong interest in building a career in this area.
Good attention to detail, comfortable handling confidential information and have the ability to communicate clearly with a range of stakeholders.
An interest in investment banking, advisory or capital markets is important, as is a willingness to learn and develop professional judgement in a fast-moving environment.
A background in law, commerce or finance, or prior exposure to regulated financial services environments, would be beneficial but is not essential.

We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

What we offer

At Macquarie, you’re empowered to shape a career that’s rewarding in all the ways that matter most to you. Macquarie employees can access a wide range of benefits which, depending on employment type, include:

1 wellbeing leave day per year
Up to 5 additional service bonus leave days per year
Up to 20 weeks’ paid parental leave for primary caregivers along with 12 days of transition leave upon return to work, and 6 weeks’ paid leave for non-primary caregivers
2 days of paid volunteer leave and donation matching
Up to 12 months’ gender affirmation leave, including 6 weeks’ paid leave
Access to Employee Assistance Program and wellbeing benefits including skin and health checks, and flu vaccinations
Access to a wide range of salary packaging options
Access to a wide range of learning and development opportunities, including reimbursement for professional membership or subscription
Hybrid and flexible working arrangements, dependent on role
Reimbursement for work from home equipment

About the Risk Management Group

Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, market risk, operational risk, aggregate risk and prudential, and central.

Our commitment to diversity, equity and inclusion

We are committed to fostering a diverse, equitable and inclusive workplace. We encourage people from all backgrounds to apply and welcome all identities, including race, ethnicity, cultural identity, nationality, gender (including gender identity or expression), age, sexual orientation, marital or partnership status, parental, caregiving or family status, family and domestic violence status, neurodiversity, religion or belief, disability, or socio-economic background. We welcome further discussions on how you can feel included and belong at Macquarie as you progress through our recruitment process. To learn more, contact our team by clicking here.

Our aim is to provide reasonable adjustments to individuals who may need support during the recruitment process and through working arrangements. If you require additional assistance, please let us know in the application process.

Apply Now

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compliance analyst – macquarie capital jobs

Compliance Analyst – Macquarie Capital

Senior Business Analyst

Business & Operations Analyst - Transaction Reporting

Senior Analyst - Aggregate Risk & Prudential | Credit & Capital

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