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BU Compliance, AVP

State Street -
Sydney NSW

Apply Now

Job Details

Full-time

Benefits

Paid volunteer leave

Qualifications

Law
Microsoft Office
Finance
Analysis skills
Education
Bachelor's degree
Business Administration
AI
Accounting
Communication skills
Marketing

Full Job Description

Location: Sydney, Australia

Business: State Street Investment Management (State Street IM)

Who we are looking for

State Street Investment Management is seeking an Assistant Vice President, Compliance Analyst to provide compliance advisory and oversight support as part of the second line of defense for State Street Global Advisors, Australia, Limited.

This role supports the local business across retail and wholesale listed and unlisted Managed Investment Schemes and institutional mandates, working closely with Business, Legal, Risk, and regional/global Compliance teams to ensure adherence to Australian regulatory requirements and State Street IM global policies.

The role operates within a small local compliance team, with strong connectivity to APAC and global Compliance functions, and reports to the Head of Compliance, APAC.

Why this role is important to us

Compliance plays a critical role in maintaining State Street IM’s fiduciary obligations, regulatory standing, and sustainable growth in Australia. This position ensures local regulatory requirements are met while enabling business initiatives, product distribution, and client engagement in a controlled and compliant manner.

What you will be responsible for

Compliance Advisory & Business Enablement:

Provide day-to-day compliance advisory support to local management and business teams
Support new business initiatives, product launches, and changes
Review marketing and advertising materials prior to release

Compliance Oversight & Controls:

Execute and maintain the Compliance Oversight Program
Advise on control design and effectiveness
Maintain compliance registers

Regulatory Engagement & Governance:

Support regulatory interactions and filings with ASIC
Monitor and implement regulatory change initiatives
Contribute to compliance policies and procedures

Training, Projects & Regional Collaboration:

Deliver or support compliance training
Participate in regional and global compliance initiatives

What we value

Strong analytical and problem-solving skills
Sound judgment and pragmatic mindset
Ability to work independently and collaboratively
Clear written and verbal communication skills
Ability to manage competing priorities

Education & Preferred Qualifications

University degree in Law, Finance, Accounting, Business Administration or related discipline
5–7 years’ experience in compliance or regulatory roles
Knowledge of Australian regulatory requirements for asset managers
Experience reviewing marketing materials in accordance with ASIC requirements
Proficiency in Microsoft Office, technology and AI applications

About State Street

Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.

We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.

As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.

Discover more information on jobs at StateStreet.com/careers

Read our CEO Statement

Apply Now

Refine Your Search

bu compliance, avp jobs in parramatta, nsw

BU Compliance, AVP

Partner Business Manager – Distribution and Commercial Sales (ANZ)

Account Executive

ANZ BU Commercial Controller

Alpha End to End Solution Architect, AVP

AVP/VP, Financial & Regulatory Reporting, DBS Australia (Sydney)

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Senior Associate / AVP Project Finance Specialist, Institutional Banking Group, DBS Australia (Sydney)

Senior Underwriting Developer, Singapore/Sydney (1 year FTC)

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Alpha Data Services, AVP

Industry Lead - ANZ Financial Services

Fintech Sr. Consultant , Front and Middle office integration (Investment Book of Records), AVP

Front Office Specialist - Client Enablement, AVP

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I want to receive the latest job alert for bu compliance, avp in parramatta, nsw

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