The Opportunity
We are seeking a Senior Compliance Analyst to join our Risk & Compliance team in a hands-on, individual contributor role. This position is focused on strengthening the compliance framework across obligations management, regulatory change, control environments, and incident management.
You will work closely with stakeholders across the business and contribute to a range of strategic and regulatory initiatives.
The role is suited to someone who enjoys ownership and delivery and does not include leadership responsibilities
Key Responsibilities
- Manage and maintain the compliance obligations framework within an AFSL-regulated environment
- Lead regulatory change activities, including assessing and implementing new and evolving obligations
- Partner with the business to provide practical compliance guidance and ensure controls are effective
- Support incident and issue management, including remediation and continuous improvement
- Contribute to control frameworks, second line testing, and audit processes
- Support strategic compliance and regulatory projects
- Utilise GRC system (e.g. RediNow) to manage obligations, controls, and reporting
About You
- Experience in compliance or risk within an AFSL environment
- Experience working in a complex, operational or enterprise-style environment, rather than purely advisory-based compliance environment.
- Understanding of compliance frameworks, control environments, and regulatory obligations
- Strong stakeholder engagement and relationship-building skills
- Experience across control testing, incident management, and regulatory change
- Detail-oriented with a solutions-focused mindset
- Experience with GRC systems such as RediNow is desirable
Why Join Us
- Broad exposure across compliance, risk, and regulatory initiatives
- Involvement in key regulatory and structural change projects
- Direct engagement with senior stakeholders and executive forums
- Opportunity to contribute to a growing and evolving compliance function
- Collaborative and supportive team environment
What We Offer
- Flexible hybrid working + competitive salary and incentives
- Additional leave options (incl. volunteer leave) and parental leave support
- Paid study leave + ongoing learning and development opportunities
- Wellbeing support, flu vaccinations, retail discounts and referral bonus
- Modern CBD office with barista coffee, fresh fruit daily and end-of-trip facilities
- Social culture including team events, book club, footy tipping and weekly drinks
About Us
Praemiumwas established in 2001 to simplify and streamline the complexities of wealth management. Today, we offer a fully integrated platform that enables every part of an investor’s wealth to be managed in one place. Managing over $67 billion in funds under administration for leading institutions, private wealth firms and financial advisers, we deliver innovative technology and exceptional service to our clients. We are committed to empowering advisers to run better businesses and deliver better client outcomes. Join us as we continue to redefine wealth management in Australia.
How to Apply
Please apply with your CV. Cover letters are also welcomed.
Praemium is committed to building a diverse and inclusive workforce and encourages applications from all backgrounds.
Please note: Applicants must have full, ongoing/unrestricted working rights in Australia. A police check will be required.
Please visit https://www.praemium.com/ for more information
