In-Demand Senior compliance officer Jobs in St Leonards, Nsw

Senior Compliance Officer
PIMCO —Sydney NSW
- Full-time
- Research
- Analysis skills
- Financial services
Senior Compliance and Risk Officer
Dimensional Fund Advisors —Sydney NSW
- Full-time
- Hybrid work
- Management
- Research
- Employee assistance program
Senior Professional Conduct Officer (SEO2)
NSW Education Standards Authority —Sydney NSW
- $154,231 - $178,369 a year
- Full-time
- Hybrid work
- Senior Secondary Certificate of Education
- Analysis skills
- Communication skills
- Employee assistance program
8d
Senior Field Officer
Department of Education —Sydney NSW
- $116,981 - $129,492 a year
- Full-time
- Education
- Bachelor's degree
- Communication skills
- Opportunities for advancement
AE4 - AEE1 Business Administration and Financial Management Officers, Vetting Authority
ASIO —Sydney NSW
- $91,522 - $157,637 a year
- Call employer
- Research
- Analysis skills
- Organisational skills
- Annual leave
- Employee assistance program
Senior Project Officer
The Garvan Institute of Medical Research —Sydney NSW
- Up to $120,000 a year
- Full-time
- Laboratory
- Management
- Doctoral degree
Senior Administration Officer
NSW Department of Communities and Justice —Ashfield NSW
- $102,936 - $113,579 a year
- Full-time
- Hybrid work
- Administrative experience
- Organisational skills
- Communication skills
- Employee assistance program
5d
Risk & Compliance Officer
Bridgit —Sydney NSW
- Remote
- Analysis skills
- Financial services
- Communication skills
- Annual leave
Senior Professional Conduct Officer (SEO2)
NSW Department of Communities and Justice —Sydney NSW
- $154,231 - $178,369 a year
- Full-time
- Hybrid work
- Senior Secondary Certificate of Education
- Analysis skills
- Communication skills
- Employee assistance program
8d
Senior Learning and Development Officer
NSW Department of Communities and Justice —Eastwood NSW
- $133,348 - $146,945 a year
- Full-time
- Employee assistance program
Compliance Manager ANZ
Worldpay Pty Limited (SPS) —Sydney NSW
- Full-time
- Analysis skills
- Bachelor's degree
- Business Administration
Quick Apply
Senior Contracts Officer
Australian Catholic University —North Sydney NSW
- $116,706 - $130,478 a year
- Full-time
- Research
- University
9d
Executive Assistant & Corporate Services Manager APAC
Lightsource BP —Sydney NSW
- Budgeting
- Leadership
- Communication skills
- Health insurance
B2B Senior Lead Generation Manager
Cult of Monday —Sydney NSW
- Full-time
- CRM software
EOI - Senior Commercial Officer
Department of Customer Service —Sydney NSW
- $133,348 - $146,945 a year
- Full-time
- Hybrid work
- Communication skills
- Negotiation
5d
Senior Officer, Industry Engagement
Transport For NSW —Macquarie Park NSW
- $124,810 - $139,787 a year
- Full-time
- Analysis skills
- No degree
- Organisational skills
5d
Senior Place Programs Officer
Transport For NSW —Mascot NSW
- $124,810 - $139,787 a year
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
12h
Global Financial Crimes Compliance Officer - Vice President
JPMorganChase —Sydney NSW
- Full-time
- Management
- Analysis skills
- Bachelor's degree
Senior Trade Compliance Manager
HEO —Sydney NSW
- Full-time
- Business
- Communication skills
- Parental leave
Quick Apply
Senior Procurement Officer
NSW Trustee and Guardian —Sydney NSW
- $133,348 - $146,945 a year
- Full-time
- Parental leave
- Employee assistance program
13h

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Senior Compliance Officer

PIMCO -
Sydney NSW

Apply Now

Job Details

Full-time

Qualifications

Investment management
Law
Research
Analysis skills
Financial services
Investment banking
Business
Accounting
Communication skills

Full Job Description

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world’s largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.

Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.

Its Australian PIMCO’s business is divided into Institutional Sales team and Global Wealth Management (GWM) team. On the institutional side, PIMCO partners with a wide range of institutions, including central banks, universities, endowments and foundations, and public and private pension and retirement plans. On the GWM distribution side, PIMCO works with financial advisors as well as individual investors pursuing personal financial goals. PIMCO Australia is also the responsible entity and trustee for 11 Australian domiciled managed investment schemes, 5 of which are listed as ETFs with ASX and CBOE.

JOB DESCRIPTION

PIMCO is seeking a Senior Compliance Officer to be based in Sydney, Australia. This position will report to the Head of Compliance, APAC based in Sydney and will be responsible for the Compliance function of PIMCO’s Australian office, including for facilitating the implementation and monitoring of PIMCO’s Compliance program.

This role will entail building strong internal relationships within Australia and also regionally in APAC as well as globally. These relationships include within the Legal and Compliance Team as well as with Operations and the Business (Account Managers and Portfolio Managers). The role will also frequently interact with members of senior management to provide perspective, insights and feedback on Compliance issues.

The role will also be involved in coordination with regulators, external and internal auditors, and clients.

RESPONSIBILITIES

This position requires a diplomatic and analytical professional who can:

Be the main point of contact on all compliance related matters
Ensure continuing compliance with applicable regulatory requirements and market best practice, including anti-money laundering and sanctions compliance, marketing and distribution compliance
Ensure incidents and breaches are appropriately assessment, remediated and reported
Maintain relationship with relevant regulators and external compliance committee
Manage regulatory and licensing matters, including licence application, variation, cessations and related licensing reporting requirements
Oversee the first line to ensure compliance with applicable law, regulation and policies
Build strong relationships with relevant stakeholders and provide active advice on all compliance related matters
Support internal and external audit and regulatory reviews
Support a range of projects (regulatory change or business initiatives) from a regulatory perspective
Draft, review and maintain on an ongoing basis compliance manual, program and policies based on regulatory developments
Develop and provide compliance training
Coordinate and execute global compliance projects
Support APAC and global offices in their initiatives

REQUIREMENTS

An undergraduate or degree in Law, Accounting, Business, Finance, Economics or other related field is required.
8-12 years relevant experience in risk, regulatory and compliance roles, either in a major law firm, or consultancy/accounting firm or a large and diverse global investment bank or investment management firm

Strong knowledge of Australian financial services regulatory environment and compliance considerations
A team player who can interact professionally, diplomatically and effectively with key internal and external stakeholders

Preferred Experience in

Implementation and maintenance of compliance programs
Fixed income or equities
Responsible entity obligations
Institution and retail sales
Listed ETFs and LITs
Trading and research

DESIRED COMPETENCIES

Possess technical regulatory knowledge and skills
Possess strong analytical skills
Possess strong communication skills
Develop teamwork and optimize the use of resources to achieve team or organizational objectives. Lead by persuasion and example
Be able to prioritize multiple tasks and demonstrate timely follow-up
Plan, track, manage, and report the implementation of projects: including associated resources, using established project management tools, techniques and/or software
Be effective in both formal and informal presentation settings: one-on-one, small and large groups, with peers,; is effective both inside and outside the organization; commands attention and can manage group process during the presentation; can change tactics midstream if required
Able to identify business risks: seeks relevant data, recognizes important information, and analyzes the impact and possible consequences
Understand the business and factors that impact the business
International and domestic compliance experience within the Institutional and Retail sector is desired

Equal Employment Opportunity and Affirmative Action Statement

PIMCO recruits and hires qualified candidates without regard to race, national origin, ancestry, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), sexual orientation, gender (including gender identity and expression), age, military or veteran status, disability (physical or mental), any factor prohibited by law, and as such affirms in policy and practice to support and promote the concept of equal employment opportunity and affirmative action, in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other basis such as medical condition, or marital status under applicable laws.

Applicants with Disabilities

PIMCO is an Equal Employment Opportunity/Affirmative Action employer. We provide reasonable accommodation for qualified individuals with disabilities, including veterans, in job application procedures. If you have any difficulty using our online system due to a disability and you would like to request an accommodation, you may contact us at 949-720-7744 and leave a message. This is a dedicated line designed exclusively to assist job seekers with disabilities to apply online. Only messages left for this purpose will be considered. A response to your request may take up to two business days.

Apply Now

Refine Your Search

senior compliance officer jobs in st leonards, nsw

Senior Compliance Officer

Senior Compliance and Risk Officer

Senior Professional Conduct Officer (SEO2)

Senior Field Officer

AE4 - AEE1 Business Administration and Financial Management Officers, Vetting Authority

Senior Project Officer

Senior Administration Officer

Risk & Compliance Officer

Senior Professional Conduct Officer (SEO2)

Senior Learning and Development Officer

Compliance Manager ANZ

Senior Contracts Officer

Executive Assistant & Corporate Services Manager APAC

B2B Senior Lead Generation Manager

EOI - Senior Commercial Officer

Senior Officer, Industry Engagement

Senior Place Programs Officer

Global Financial Crimes Compliance Officer - Vice President

Senior Trade Compliance Manager

Senior Procurement Officer

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